The U.S. SEC will host an online National Compliance Outreach Seminar for investment companies and investment advisers.

BlockBeats news, October 6 — According to official information, the U.S. Securities and Exchange Commission (SEC) Compliance Outreach Program announced today that it will hold an online national seminar for investment companies and investment advisers on November 19, 2026. The event is intended to help chief compliance officers and senior management of investment adviser firms and investment companies improve their compliance systems so as to better protect investors.

The meeting will feature discussions on information security and operational resilience, issues related to registered investment advisers, issues related to private fund advisers, issues related to registered investment companies, the effectiveness of compliance systems, and briefings on current hot topics.

Participants do not need to register in advance. The live stream link will be posted on the SEC official website on the morning of November 19, and participants may also submit questions to the panel in advance or during the event through the link in the meeting agenda.